AML / KYC Rules·Sweden·FAR·2 days ago
Risk assessors flag aktiebolag and foreign firms with Swedish sites; AMLA submits three AML standards, Brå finds the corporate laundering offence stretched beyond intent, and BFN says materiality is case by case.
Capital Markets Law & Securities Regulation·Norway·Finanstilsynet·2 days ago
Fifteen listed companies' 2026 half-year reports lacked the management declaration and nineteen said nothing about auditor review; Finanstilsynet has had the deficiencies published.
AML / KYC Rules·Germany·Wirtschaftsprüferkammer·3 days ago
AMLA sent standards on customer checks, business relationships and group-wide policies to the Commission for approval, keeping manual sanctions screening for smaller obliged entities.
Banking Regulation & Prudential Rules·Estonia·Finantsinspektsioon·4 days ago
Finantsinspektsioon has adopted the 2012 EBA stressed value-at-risk guidelines as a recommendatory guideline effective 6 October 2026 for IMA market-risk institutions.
Banking Regulation & Prudential Rules·Estonia·Finantsinspektsioon·4 days ago
Finantsinspektsioon has adopted the 2012 EBA incremental default and migration risk charge guidelines as a recommendatory guideline effective 6 October 2026 for IMA trading-book institutions.
Banking Regulation & Prudential Rules·Estonia·Finantsinspektsioon·4 days ago
Finantsinspektsioon has adopted the EBA ESG risk-management guidelines as a recommendatory guideline effective 7 October 2026; larger institutions apply them from 11 January 2026, small ones by 11 January 2027.
Banking Regulation & Prudential Rules·Estonia·Finantsinspektsioon·4 days ago
Finantsinspektsioon has adopted the EBA environmental scenario analysis guidelines as a recommendatory guideline applying from 1 January 2027, setting scenario, governance and proportionality expectations for banks.
Banking Regulation & Prudential Rules·Luxembourg·Legilux·7 days ago
Règlement CSSF N° 26-03 confirms the 0.50% buffer on Luxembourg exposures for Q4 2026; institutions keep it in their buffer calculation while SME investment firms stay exempt.
AML / KYC Rules·Latvia·Valsts ieņēmumu dienests·7 days ago
VID published sector NILLTPF risk assessments for 2023–2025, starting with lottery and gambling organisers. Supervised entities should feed the sector findings into their own risk assessment and internal control system.
AML / KYC Rules·United Kingdom·GOV.UK·7 days ago
HMRC will reject agent-services-account applications made without approved anti-money laundering supervision; acceptable evidence list widens and relevant-individual identification points to the MTAR manual.
AML / KYC Rules·Finland·Suomen Tilintarkastajat ry·1 week ago
Suositus 1/2023 on anti-money laundering is marked no longer in force and being updated; the rahanpesulaki continues as the statutory basis for auditors duties.
AML / KYC Rules·Norway·Revisorforeningen·1 week ago
Reporting entities must screen customers against Norway's new statutory PEP list by 1 January 2027; persons dropped from the list may be treated as non-PEP immediately, and temporary holders count only from 12 months.
Insurance Regulation·Germany·Rechtsprechung des Bundes·1 week ago
Germany enacted a recovery and resolution regime for insurers with BaFin as resolution authority and an industry-funded fund. The same act extends energy-tax relief to 1 October–31 December 2026.
Capital Markets Law & Securities Regulation·United Kingdom·Jersey Law·1 week ago·2 documents
R&O.98/2026 narrows Jersey’s private-offer cap to 50 addressees in Jersey and R&O.99/2026 restates the prospectus-circulation prohibition, both in force 30 September 2026.
Sanctions & Export Controls·United Kingdom·GOV.UK·1 week ago
Anyone holding or controlling funds or economic resources of a designated person must file the 2026 frozen-asset report with OFSI by Monday 30 November 2026, covering holdings as at 30 September.
Sanctions & Export Controls·United Kingdom·GOV.UK·1 week ago
The 29 September notice varies the KTJ entity entry (AQD0377, asset freeze and arms embargo); holders of its funds must freeze, not deal, and report to OFSI.
Sanctions & Export Controls·United Kingdom·Jersey Law·1 week ago
R&O.97/2026, in force 29 September, adds Article 28A delegates to the Article 4 offence exemption and maps the Iran (Nuclear) aircraft and ship-detention provisions onto Jersey shipping law.
Sanctions & Export Controls·European Union·EUR-Lex·2 weeks ago
The 28 September 2026 act rolls the Burundi sanctions expiry from 31 October 2026 to 31 October 2027 with no listing changes; travel bans and the asset freeze continue.
Sanctions & Export Controls·European Union·EUR-Lex·2 weeks ago·2 documents
Two 28 September 2026 acts shift four commanders and the AFC from Annex II/Annex Ia to Annex I, carrying over part of the 14 July 2026 UN designations; the Annex I freeze applies from 30 September.