Financial Sector & Markets·Estonia·Rahapesu Andmebüroo·4 days ago·2 documents
Operators should assess limited-play deposits and withdrawals in context, consider enhanced checks and use reference 10TT202607 when reporting related suspicions.
Financial Sector & Markets·Norway·Finanstilsynet·4 days ago·2 documents
The regulator maintains its demand for trading-pattern controls and warnings, while taking note of changes to affiliate marketing and complex-product cost disclosures.
Financial Sector & Markets·Estonia·Riigi Teataja·1 week ago·2 documents
From 7 September, valuation tie-breaks refer to statutory regulated markets; investment-firm reports also use a revised futures definition.
Financial Sector & Markets·Estonia·Riigi Teataja·1 week ago
The revised rule sits within annual and half-yearly reporting; investment reports must still disclose every investment and its share of fund net assets.
Financial Sector & Markets·Norway·Lovdata·1 week ago
The sanctions amendment covers listed gold imports, gold-mining goods and related services or finance, with a limited sodium-cyanide contract transition ending 16 March 2027.
Financial Sector & Markets·Denmark·Retsinformation·1 week ago
Bill L 9 extends written controls to financial sanctions and proliferation-financing risks. It also broadens independent testing, with a general commencement date of 15 September 2026.
Financial Sector & Markets·Norway·Finanstilsynet·2 weeks ago
The draft framework covers governance, risk-management processes and assessment systems, including DORA integration and proportionality for smaller institutions.
Financial Sector & Markets·Denmark·Retsinformation·2 weeks ago
Law 727 requires protective measures approved by Erhvervsstyrelsen and suspends rights attributable to sanctioned owners. The authority can require independent assurance of company information.
Financial Sector & Markets·Estonia·Riigi Teataja·2 weeks ago
Banks must align their activities and documents with amended committee and internal-control provisions by 1 October 2026, including independence and governance requirements.
Financial Sector & Markets·Estonia·e-MTA·3 weeks ago·2 documents
The authority says Article 3i(3bg) uses 25 October 2026 for specified goods and pre-24 July contracts; the Estonian version had incorrectly stated 25 August.
Financial Sector & Markets·Latvia·Latvijas Vēstnesis·3 weeks ago
Latvia’s Foreign Ministry publishes changes made on 18 August 2026 under the ISIL and Al-Qaida sanctions framework. These amend existing entries.
Financial Sector & Markets·Denmark·Retsinformation·3 weeks ago
The withdrawal identifies Guidance 9172 on boards’ collective suitability at banks and mortgage institutions. It does not itself amend the financial-business legislation discussed in that guidance.
Financial Sector & Markets·Norway·Altinn·4 weeks ago
The later Altinn guidance names Regnskapsfører med signeringsrettighet rather than the two auditor packages previously listed.
Financial Sector & Markets·Norway·Altinn·4 weeks ago
Insurance and reinsurance brokers should check the auditor’s access before the two-stage client-money declaration is submitted.
Financial Sector & Markets·Lithuania·Lietuvos auditorių rūmai·4 weeks ago·14 documents
The adopted policy links inspection intensity to risk and expects firms to flag problems early, while keeping responsibility for compliance with their management.
Financial Sector & Markets·Estonia·Finantsinspektsioon·1 month ago·2 documents
Finantsinspektsioon focuses on the transaction’s economic substance: compensating a customer’s uncertain loss differs from providing the supplier’s own services.
Financial Sector & Markets·Norway·Altinn·1 month ago
The signing requirement concerns the first-half auditor declaration; Norwegian branches are expressly excluded from that declaration.
Legal & Corporate·United Kingdom·GOV.UK·1 month ago
The fit-and-proper assessment continues after registration, and Companies House weighs both the seriousness of concerns and evidence that they have been resolved.
Financial Sector & Markets·Estonia·Finantsinspektsioon·1 month ago
Banks should review activity classifications and the 50% principal-activity test. Finantsinspektsioon lists 10 August 2026; the EBA guidelines themselves apply from 4 May 2026.