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  1. News
  2. /Financial Sector & Markets

Financial Sector & Markets news

Monday, 14 September 2026

Regulatory changes detected daily from official sources across Europe. Create a free account to follow your jurisdictions and ask Taxxa what a change means in practice.

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Financial Sector & Markets·Estonia·Rahapesu Andmebüroo·4 days ago

Estonian FIU urges firms to assign responsibility for AMLA readiness

Review risk assessment, customer checks and monitoring against emerging AMLA instruments; consultation drafts can change, while the AML Regulation generally applies from 10 July 2027.

Financial Sector & Markets·Estonia·Rahapesu Andmebüroo·4 days ago·2 documents

Estonian FIU flags rapid gambling withdrawals in new typology report

Operators should assess limited-play deposits and withdrawals in context, consider enhanced checks and use reference 10TT202607 when reporting related suspicions.

Financial Sector & Markets·Norway·Finanstilsynet·4 days ago·2 documents

Finanstilsynet expects Nordnet to reassess risky retail trading

The regulator maintains its demand for trading-pattern controls and warnings, while taking note of changes to affiliate marketing and complex-product cost disclosures.

Financial Sector & Markets·Estonia·Riigi Teataja·1 week ago·2 documents

Estonia revises market-price priority for investor-protection valuations

From 7 September, valuation tie-breaks refer to statutory regulated markets; investment-firm reports also use a revised futures definition.

Financial Sector & Markets·Estonia·Riigi Teataja·1 week ago

Estonia unifies regulated-market disclosure in UCITS investment reports

The revised rule sits within annual and half-yearly reporting; investment reports must still disclose every investment and its share of fund net assets.

Financial Sector & Markets·Norway·Lovdata·1 week ago

Norway bans specified Sudan gold trade from 15 September

The sanctions amendment covers listed gold imports, gold-mining goods and related services or finance, with a limited sodium-cyanide contract transition ending 16 March 2027.

Financial Sector & Markets·Denmark·Retsinformation·1 week ago

Adopted AML bill adds sanctions controls and independent testing

Bill L 9 extends written controls to financial sanctions and proliferation-financing risks. It also broadens independent testing, with a general commencement date of 15 September 2026.

Financial Sector & Markets·Norway·Finanstilsynet·2 weeks ago

EBA consults on operational-risk rules until 31 December

The draft framework covers governance, risk-management processes and assessment systems, including DORA integration and proportionality for smaller institutions.

Financial Sector & Markets·Denmark·Retsinformation·2 weeks ago

Danish companies must shield themselves from sanctioned owners’ control

Law 727 requires protective measures approved by Erhvervsstyrelsen and suspends rights attributable to sanctioned owners. The authority can require independent assurance of company information.

Financial Sector & Markets·Estonia·Riigi Teataja·2 weeks ago

Estonian banks face 1 October deadline for committee and control changes

Banks must align their activities and documents with amended committee and internal-control provisions by 1 October 2026, including independence and governance requirements.

Financial Sector & Markets·Estonia·e-MTA·3 weeks ago·2 documents

EMTA corrects the Estonian date for a Russia-sanctions wind-down clause

The authority says Article 3i(3bg) uses 25 October 2026 for specified goods and pre-24 July contracts; the Estonian version had incorrectly stated 25 August.

Financial Sector & Markets·Latvia·Latvijas Vēstnesis·3 weeks ago

UN sanctions notice amends 13 individual and eight entity entries

Latvia’s Foreign Ministry publishes changes made on 18 August 2026 under the ISIL and Al-Qaida sanctions framework. These amend existing entries.

Financial Sector & Markets·Denmark·Retsinformation·3 weeks ago

Finanstilsynet withdraws its 2020 board-suitability guidance

The withdrawal identifies Guidance 9172 on boards’ collective suitability at banks and mortgage institutions. It does not itself amend the financial-business legislation discussed in that guidance.

Financial Sector & Markets·Norway·Altinn·4 weeks ago

KRT-1008 names a different access package for auditor signatures

The later Altinn guidance names Regnskapsfører med signeringsrettighet rather than the two auditor packages previously listed.

Financial Sector & Markets·Norway·Altinn·4 weeks ago

KRT-1185 guidance adds an auditor signing-access requirement

Insurance and reinsurance brokers should check the auditor’s access before the two-stage client-money declaration is submitted.

Financial Sector & Markets·Lithuania·Lietuvos auditorių rūmai·4 weeks ago·14 documents

LAR targets higher-risk audit firms for more intensive AML supervision

The adopted policy links inspection intensity to risk and expects firms to flag problems early, while keeping responsibility for compliance with their management.

Financial Sector & Markets·Estonia·Finantsinspektsioon·1 month ago·2 documents

Estonian supervisor explains when service packages amount to insurance

Finantsinspektsioon focuses on the transaction’s economic substance: compensating a customer’s uncertain loss differs from providing the supplier’s own services.

Financial Sector & Markets·Norway·Altinn·1 month ago

KRT-1009 guidance specifies auditor access packages

The signing requirement concerns the first-half auditor declaration; Norwegian branches are expressly excluded from that declaration.

Legal & Corporate·United Kingdom·GOV.UK·1 month ago

ACSPs can fail suitability checks despite retaining AML supervision

The fit-and-proper assessment continues after registration, and Companies House weighs both the seriousness of concerns and evidence that they have been resolved.

Financial Sector & Markets·Estonia·Finantsinspektsioon·1 month ago

Estonia lists EBA criteria for identifying ancillary services undertakings

Banks should review activity classifications and the 50% principal-activity test. Finantsinspektsioon lists 10 August 2026; the EBA guidelines themselves apply from 4 May 2026.

Page 1Older stories

Latest

  1. 4 days agoEstonian FIU urges firms to assign responsibility for AMLA readiness
  2. 4 days agoEstonian FIU flags rapid gambling withdrawals in new typology report
  3. 4 days agoFinanstilsynet expects Nordnet to reassess risky retail trading
  4. 1 week agoEstonia revises market-price priority for investor-protection valuations
  5. 1 week agoEstonia unifies regulated-market disclosure in UCITS investment reports